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UK Compliance & Conduct Standards Certification

Accredited Finance Courses > Courses > Level 4 - 160 CPD Hours > UK Compliance & Conduct Standards Certification
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UK Compliance & Conduct Standards Certification

Curriculum

  • 3 Sections
  • 12 Lessons
  • Lifetime
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  • UK Compliance & Conduct Standards Certification (160 hours)
    With 10 Chapters and 10 Practice Quizzes, the UK Compliance & Conduct Standards Certification course offers a comprehensive overview of the regulatory framework governing financial services in the United Kingdom. It explores key topics, including the roles of regulatory bodies such as the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), as well as the core principles of conduct and integrity within the industry. Designed to equip participants with a robust understanding of the regulatory landscape, the course also highlights ethical considerations and the professional responsibilities required to maintain integrity and protect consumers.
    20
    • 1.1
      Chapter 1: Professionalism and Ethics in UK Financial Services: Best Practices and Standard (19 hours)
    • 1.2
      Mock Exam: Chapter 1
      60 Minutes10 Questions
    • 1.3
      Chapter 2: UK Capital Markets: Understanding the Financial Landscape (13 hours)
    • 1.4
      Mock Exam: Chapter 2
      60 Minutes10 Questions
    • 1.5
      Chapter 3: Contract & Trust Law in UK Financial Markets: An Overview (8 hours)
    • 1.6
      Mock Exam: Chapter 3
      60 Minutes10 Questions
    • 1.7
      Chapter 4: Managing Risk in UK Monetary Services (9 hours)
    • 1.8
      Mock Exam: Chapter 4
      60 Minutes10 Questions
    • 1.9
      Chapter 5: Regulators of UK Financial Services: Understanding Their Roles and Responsibilities (17 hours)
    • 1.10
      Mock Exam: Chapter 5
      60 Minutes10 Questions
    • 1.11
      Chapter 6: Governance, Principles & Regulations: Navigating the FCA & PRA Framework (16 hours)
    • 1.12
      Mock Exam: Chapter 6
      60 Minutes10 Questions
    • 1.13
      Chapter 7: Competence of Companies & Individuals in UK Financial Markets: Meeting FCA & PRA Standards (22 hours)
    • 1.14
      Mock Exam: Chapter 7
      60 Minutes10 Questions
    • 1.15
      Chapter 8: Regulations Relating to Financial Crime: Compliance and Enforcement (21 hours)
    • 1.16
      Mock Exam: Chapter 8
      60 Minutes10 Questions
    • 1.17
      Chapter 9: Complaints & Redress in UK Financial Markets: Resolving Disputes Effectively (6 hours)
    • 1.18
      Mock Exam: Chapter 9
      60 Minutes10 Questions
    • 1.19
      Chapter 10: COBS: Conduct of Business Sourcebook of the FCA: Understanding the Rules and Requirements (29 hours)
    • 1.20
      Mock Exam: Chapter 10
      60 Minutes10 Questions
  • Practice for FINAL EXAM
    This is a Practice Final Exam allowing users to go through the steps they would usually go through when taking the Final Exam. This test does not have any valid scoring and does not effect the your progress in anyway.
    1
    • 2.1
      Exam URL
  • UK Compliance & Conduct Standards Certification FINAL EXAM
    This section provides you with the URL to access your final exam. We strongly advise you only proceed to the final exam if you have completed studying all chapters and successfully completed all practice quizzes relating to your certification. Please note clicking on this URL will navigate you away from the Accredited Finance Courses website and divert you over to the exam providers website. If you have not already registered on this website, you will need to register before proceeding to taking your final exam.
    1
    • 3.1
      Exam URL
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Mock Exam: Chapter 4
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Mock Exam: Chapter 5
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