The Introduction to Professionalism & Ethics in UK Financial Services course provides a comprehensive exploration of the ethical and regulatory foundations that govern financial institutions in the United Kingdom. It examines the roles and responsibilities of key regulatory bodies, including the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), alongside the principles of professionalism, integrity, and ethical conduct that underpin the sector. Designed to equip participants with a thorough understanding of compliance standards, corporate governance, and financial crime prevention, this course delves into critical areas such as anti-money laundering (AML) regulations, data protection laws, ethical investment practices, and sustainability in finance. Through a structured approach, it highlights the ethical dilemmas faced by financial professionals and the frameworks in place to ensure responsible decision-making and consumer protection. Ideal for both new entrants and experienced professionals, this course bridges the gap between regulatory knowledge and practical application, reinforcing the essential skills required to uphold ethical standards, maintain transparency, and navigate the complexities of the UK financial services industry.